Compass Point Research & Trading, LLC respects your right to privacy. We have always been committed to securing the confidentiality and security of information we collect about our customers. Nonpublic information about you will not be shared with third parties without your consent, except for the specified purposes described below. This notice describes the information we may gather from you and the circumstances under which we may share it. We are proud of our privacy practices and want our current and prospective clients to understand what information we collect and how we use it.
Why We Collect Your Information – We gather information about you and your accounts so that we can (i) know who you are and thereby prevent unauthorized access to your information, (ii) design and improve the products and services we offer and (iii) comply with the laws and regulations that govern the financial industry.
What Information We Collect – We may collect the following types of ‘nonpublic personal information’ about you:
- Information about your identity, such as your name, address and tax identification number;
- Information about your transactions with us;
- Information we receive from you on applications, forms or through discussion.
- Information we receive from you on applications, forms or through discussion;
- Information we may obtain via the Internet;
- Information we receive from our clearing firm or third-party vendor for authentication purposes.
- We receive your prior written consent.
- We believe the recipient to be you or your authorized representative.
- We are required by law or regulation to release information to the recipient.